Securities Industry Essentials (SIE)

Introductory level FINRA exam for prospective industry professionals. It’s purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. No prerequisites. No sponsor required.

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Live Class

Securities Industry Essentials – Live Class


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Additional Information

SKU: SIELC. Category: .

Introductory-level FINRA exam for prospective industry professionals.  No sponsorship required.  The exam will not allow an individual to perform a function, but will be required prior to taking any FINRA exam, effective for tests scheduled after October 1, 2018.  It does not apply to non-FINRA exams (Series 3, 63, 65, etc) or to Principal licenses (Series 24, Series 26, etc).

 

Includes SIE Premier package and a live, 2-day class in Kansas City, MO.

Additional Information

Weight 2 lbs
Class Dates

October 29-30, 2018, November 15-16, 2018, December 3-4, 2018, January 7-8, 2019, February 4-5, 2019, March 4-5, 2019, April 8-9, 2018, May 6-7, 2019, Date Later (within 12 months)

Premier

Securities Industry Essentials (SIE) – Premier


Additional Information

$119.00

SKU: SIEP. Category: .

Introductory-level FINRA exam for prospective industry professionals.  No sponsorship required.  The exam will not allow an individual to perform a function, but will be required prior to taking any FINRA exam, effective for tests scheduled after October 1, 2018.  It does not apply to non-FINRA exams (Series 3, 63, 65, etc) or to Principal licenses (Series 24, Series 26, etc).

Additional Information

Weight 2 lbs

Calendar

 
  • December 17, 2018Series 65
  • December 17, 2018Series 66
  • December 19, 2018Series 24
  • December 24, 2018Early Close
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