Introductory-level FINRA exam for prospective industry professionals. No sponsorship required. The exam will not allow an individual to perform a function, but will be required prior to taking any FINRA exam, effective for tests scheduled after October 1, 2018. It does not apply to non-FINRA exams (Series 3, 63, 65, etc) or to Principal licenses (Series 24, Series 26, etc).
Includes SIE Premier package and a live, 2-day class in Kansas City, MO.