Series 9

General Securities Sales Supervisor (Options Module)

This registration is appropriate for individuals required to register as principals to supervise sales activities in corporate, municipal, and options securities, investment company products, variable contracts, and direct participation programs. In addition to branch office managers, regional and national sales managers may also register in this capacity.

Prerequisite:: Series 7
Estimated Study Time: 15-20 hours

Questions: 55 multiple choice
Time Allowed: 1 hour 30 minutes
Passing Score: 70%

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Text & Exams

Series 9 Text & Exams

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SKU: S9TXT. Category: .

Text & Exams:                                                  $125.00

This Series 9 study package includes the Series 9 text on paper and practice finals. The practice finals are available in choice of one format: paper or online.

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Online, Paper


Series 9 Supplemental

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SKU: S9SUP. Category: .

Virtual Class                                                               $200.00

Live Virtual Class takes Internet-based training to the next level by combining the efficiencies of online learning with the interaction of a live instructor.

Product Features:

  • Live presentation
  • Integrated polling questions that address key learning objectives
  • Downloadable session notes
  • Homework assignments online
  • Chat feature for asking questions
  • Includes study material.

Maggie Shine is NOT the instructor for virtual classes.

After purchase, a separate email will be sent with the link, username and password for account access.

On-Demand Lectures                                                      $145.00

Designed for anywhere, anytime use; Series 63 On-Demand training gives students the experience of a live class, but with the advantage of training as their schedule allows. The program requires Macromedia Flash (free download), an Internet connection and audio capabilities and is available for 30 days from the first usage. Although no purchase of study material is required, we strongly recommend that a study program be used along with the On-Demand lecture. (Total program time is approximately 1.5 hours)

After purchase, a separate email will be sent with the link, username and password for account access.

(The instructor for the Series 63 on demand lecture is NOT from Maggie Shine, LLC)

Final Exams:                                                      $125.00

Final exams are available in online format BUT may only be purchased as an add-on of a second format.  They will not be sold as a stand alone item.  Designed to supplement self-study or classroom training. You can test in practice or topic mode, with immediate correct answer response. or test mode, where you will be timed. These practice exams bring your training into focus with diagnostics, hypertext glossary, explanations, question randomization, and programmable study calendars.

Flash Cards:                                                        $65.00

Our electronic flashcards can be used as an additional study option to your training program. The Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access.

Additional Information


Virtual Class, Flash Cards, On Demand Lecture, Practice Finals – Online


  • November 15, 2018SIE
  • November 21, 2018Early Close
  • November 22, 2018Thanksgiving - Closed
  • November 23, 2018Early Close
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