Series 63

UNIFORM SECURITIES AGENT STATE LAW EXAM

This license is required by the states to sell securities and covers the Uniform Securities Act. Topics include: registration requirements for broker-dealers, agents and investment advisors, fraudulent practices and regulatory oversight.

Estimated Study Time: 24-30 hours

Questions: 60 multiple choice
Time Allowed: 1 hour 15 minutes
Passing Score: 72%

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Text & Exams

Series 63 Text & Exams


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SKU: S63TXT. Category: .

Text & Exams                                                 $55.00

The examination is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant’s knowledge and understanding of state law and regulations.

 

Web Based Text & Exams                         $55.00

This Series 63 study package includes both the Series 63 study text and the Series 63 practice finals in an online format.
This product is strictly online.  It cannot be printed.  There is no return on web based products.

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Online, Paper, Web-Based Text & Exams

Class & Text

Series 63 Class & Text


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SKU: S63CT. Category: .

Class & Text                                                            $150.00

This test is required by the states to sell securities and covers the Uniform Securities Act. Topics include: registration requirements for broker-dealers, agents and investment advisors, fraudulent practices and regulatory oversight.

Class Times:  9:00 am to Noon (approx)

Series 63 Class info

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With Online Finals, With Paper Finals

Class Dates

September 20, 2017, October 11, 2017, November 8, 2017, December 13, 2017, Jan 18, 2018, Feb 14, 2018, Mar 14, 2018, Date Later (within 12 months)

Supplemental

Series 63 Supplemental


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SKU: S63Sup. Category: .

Virtual Class                                                               $150.00

Live Virtual Class takes Internet-based training to the next level by combining the efficiencies of online learning with the interaction of a live instructor.

Product Features:

  • Live presentation
  • Integrated polling questions that address key learning objectives
  • Downloadable session notes
  • Homework assignments online
  • Chat feature for asking questions
  • Includes study material.

Maggie Shine is NOT the instructor for virtual classes.

After purchase, a separate email will be sent with the link, username and password for account access.

On-Demand Lectures                                        $50.00

Designed for anywhere, anytime use; Series 63 On-Demand training gives students the experience of a live class, but with the advantage of training as their schedule allows. The program requires Macromedia Flash (free download), an Internet connection and audio capabilities and is available for 30 days from the first usage. Although no purchase of study material is required, we strongly recommend that a study program be used along with the On-Demand lecture. (Total program time is approximately 1.5 hours)

After purchase, a separate email will be sent with the link, username and password for account access.

(The instructor for the Series 63 on demand lecture is NOT from Maggie Shine, LLC)

Final Exams:                                                      $35.00

Final exams are available in online format BUT may only be purchased as an add-on of a second format.  They will not be sold as a stand alone item.  Designed to supplement self-study or classroom training. You can test in practice or topic mode, with immediate correct answer response. or test mode, where you will be timed. These practice exams bring your training into focus with diagnostics, hypertext glossary, explanations, question randomization, and programmable study calendars.

Flash Cards:                                                        $29.00

Our electronic flashcards can be used as an additional study option to your training program. The Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access.

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material

Virtual Class, Flash Cards, On Demand Lecture, Practice Finals – Online

Calendar

AEC v1.0.4
 
  • October 11, 2017Series 63
  • November 8, 2017Series 63
  • December 13, 2017Series 63
AEC v1.0.4