Series 55

Limited Representative-Equity Trader

The Series 55 license is required for those trading equity securities. Topics include: the NASDAQ market, market-making activities, automated execution and trading systems, trade reporting requirements and securities industry regulations.

Prerequisite:: Series 7, S17, S37, S38 or S62
Estimated Study Time: 35 hours

Questions: 100 multiple choice
Time Allowed: 3 hours
Passing Score: 70%