Series 53

Munipal Fund Securities Principal

The Series 53 license is required for those supervising selling activity and underwriting of municipal Bonds. Topics include: general supervision, sales supervision, origination and syndication, operations and trading.

Prerequisite:: Series 7(if passed prior to 11/17/11) or Series 52
Estimated Study Time: 25 hours

Questions: 100 multiple choice
Time Allowed: 3 hours
Passing Score: 70%

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Text & Exams

Series 53 Text & Online Exams

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SKU: S53TXT. Category: .

Text & Exams:                                                  $250.00

This Series 53 study package includes the Series 53 text on paper and practice finals online.

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Weight 2 lbs


Series 53 Supplemental

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SKU: S53Sup. Category: .

On Demand Lectures                                                 $145.00

Designed for anywhere, anytime use; STC’s Series 53 On-Demand training gives students the experience of a live class, but with the advantage of training as their schedule allows. The program requires Macromedia Flash (free download), an Internet connection and audio capabilities and is available for 90 days from the first usage. Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the On-Demand lecture. (Total program time is 4.5 hours)

Electronic Flash Cards                                               $65.00

Our electronic flashcards can be used as an additional study option to your training program. The Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access.

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Flash Cards, On Demand Lecture


AEC v1.0.4
  • November 15, 2018SIE
  • December 3, 2018SIE
  • December 25, 2018Christmas - Closed
  • January 7, 2019SIE
AEC v1.0.4