Series 51

Municipal Fund Securities Limited Principal

This license is required for individuals who manage, direct, or supervise specific activities only as they relate to transactions in municipal fund securities. The course covers municipal fund securities such as 529 Plans, and the applicable rules and regulations important to these products.

Prerequisite:: Series 24 or 26
Estimated Study Time: 20 hours

Questions: 60 multiple choice
Time Allowed: 1 hour 30 minutes
Passing Score: 70%

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Text & Exams

Series 51 Text & Exams


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SKU: S51TXT. Category: .

Text & Exams                                             $95.00    

This study package includes the text on paper and the practice finals in online format.

This examination is designed to test a candidate’s knowledge of the rules and statutory provisions applicable specifically to municipal fund securities and the supervision of the activities of registered representatives effecting municipal fund securities transactions (e.g. 529 College Savings Plans, Local Government Investment Pools (LGIPs). Prep Time: 20 hours Exam Time: 1.5 hours Exam Questions: 60

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