Series 31

Futures Managed Funds

This license is required for registered representatives employed by a securities broker-dealer whose only involvement in the futures industry will be to solicit interest in commodity pools.

Estimated Study Time: 15 hours

Questions: 45 multiple choice
Time Allowed: 1 hour
Passing Score: 70%

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Text & Exams

Series 31 Text & Exams


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SKU: S31TXT. Category: .

Text & exams                                 $60.00

This exam is for representatives who solicit interest in commodity pools.

Topics include: futures and forward contracts, trailing commissions, margin, hedging, and regulations relating to CTAs, CPOs and customer accounts.

Additional Information

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Online, Paper

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