Series 27

Financial and Operations Principal

This license is required for those who supervise the financial and operations activities of a FINRA member firm. Topics include: net capital requirements, customer protection, rules and record-keeping requirements, MSRB regulations, and broker-dealer financial reporting.

Estimated Study Time: 40 hours

Questions: 145 multiple choice
Time Allowed: 3 hours 30 minutes
Passing Score: 70%

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Text & Exams

Series 27 Text & Exams


Clear selection

Additional Information

SKU: S27TXT. Category: .

This study package includes the text with practice finals in online format.                               $250.00

This test is required for those who supervise the financial and operations activities of an FINRA member firm. Topics include: net capital requirements, customer protection, rules and record-keeping requirements, MSRB regulations, and broker-dealer financial reporting.

Additional Information

finals-format-type

Online

Supplemental

Series 27 Supplemental


Additional Information

$425.00

SKU: S27VIRT. Category: .

Virtual Class                                                $425.00

Live Virtual Class takes Internet-based training to the next level by combining the efficiencies of online learning with the interaction of a live instructor.

Product Features:

  • Live presentation
  • Integrated polling questions that address key learning objectives
  • Downloadable session notes
  • Homework assignments online
  • Chat feature for asking questions
  • Includes study material.

Maggie Shine is NOT the instructor for virtual classes.

After purchase, a separate email will be sent with the link, username and password for account access.

Additional Information

Weight 2 lbs
Virtual Class Date

Date Later

Calendar

AEC v1.0.4
 
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AEC v1.0.4