This test is required for those supervising the general securities activity of an FINRA member firm. The course covers: supervision of investment banking activities, market-making activities, brokerage office operations, regulatory framework of the FINRA, compliance with financial responsibility rules, investment companies and retirement plans. Practice finals may be purchased on paper, cd-rom or online.
General Securities Principal
The Series 24 qualifies individuals required to register as general securities principals in order to manage or supervise the member’s investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts.
The Series 24 does NOT qualify an individual to function as a:
Registered Options Principal (Series 4)
General Securities Sales Supervisor for Options & Municipal Securities (Series 9 – Series 10)
Municipal Securities Principal (Series 53)
Municipal Fund Securities Principal (Series 51)
Financial & Operations Principal (Series 27)
Introducing Broker/Dealer Financial & Operations Principal (Series 28)
Prerequisite: Series 7 or 62
Estimated Study Time: 80 hours
Questions: 150 multiple choice
Time Allowed: 3 hours & 45 minutes
Passing Score: 70%
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Text & Exams
Series 24 Text & Exams
Class & Text
Series 24 Class & Text
Class & Text: $475.00
This test is required for those supervising the general securities activity of an FINRA member firm. The course covers: supervision of investment banking activities, market-making activities, brokerage office operations, regulatory framework of the FINRA, compliance with financial responsibility rules, investment companies and retirement plans.
Practice finals may be purchased on paper or online. Please specify when ordering. Purchase of online finals requires a valid email address and the last four digits of your social security number.
With Online Finals, With Paper Finals
September 27-28, 2017, October 18-19, 2017, November 15-16, 2017, December 18-19, 2017, Jan 24-25, 2018, Feb 22-23, 2018, Mar 21-22, 2018, Date Later (within 12 months)
Series 24 Supplemental
Virtual Class $450.00
Live Virtual Class takes Internet-based training to the next level by combining the efficiencies of online learning with the interaction of a live instructor.
- Live presentation
- Integrated polling questions that address key learning objectives
- Downloadable session notes
- Homework assignments online
- Chat feature for asking questions
- Includes study material.
Maggie Shine is NOT the instructor for virtual classes.
After purchase, a separate email will be sent with the link, username and password for account access.
On-Demand Lectures $195.00
Designed for anywhere, anytime use; STC’s Series 24 On-Demand training gives students the experience of a live class, but with the advantage of training as their schedule allows. The program requires Macromedia Flash (free download), an Internet connection and audio capabilities and is available for 90 days from the first usage. Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the On-Demand lecture. (Total program time is 8.5 hours)
Flash cards $49.00
Our electronic flashcards can be used as an additional study option to your training program. The Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access.
Finals – Online $50.00
Final exams are available in online format BUT may only be purchased as an add-on of a second format. They will not be sold as a stand alone item. Designed to supplement self-study or classroom training. You can test in practice or topic mode, with immediate correct answer response. or test mode, where you will be timed. These practice exams bring your training into focus with diagnostics, hypertext glossary, explanations, question randomization, and programmable study calendars.
Virtual Class, Flash Cards, On Demand Lecture, Practice Finals – Online
- September 27, 2017Series 24
- October 18, 2017Series 24
- November 15, 2017Series 24
- December 18, 2017Series 24