General Securities Representative

General Securities Principal

Financial & Operations Principal

Uniform State Law

Uniform Investment Advisor Law

Uniform Combined Investment Advisor Law

National Commodities Futures

Registered Options Principal

Branch Office Manager

Direct Participation

Investment Companies & Variable Products Principal

Series 31      Futures Managed Funds
Series 51      Municipal Fund Securities Limited Principal
Series 52      Municipal Fund Securities Representative
Series 53      Municipal Fund Securities Principal
Series 55      Equity Trader
Series 62      Corporate Securities Representative
Series 86/87 Research Analyst Qualification Examination

Continuing Education - Regulatory Element
Continuing Education - Firm Element